Securities Enforcement
We represent entities and individuals in investigations by the SEC, PCAOB, FINRA, and state securities regulators. We also conduct internal investigations and counsel broker-dealers, investment advisors, and other regulated entities and individuals concerning registration, reporting, and other compliance matters.
Commercial Litigation
We represent clients before state and federal trial and appellate courts, administrative tribunals, arbitration panels, and other dispute resolution bodies.
Business Law
We counsel businesses concerning entity formation, exempt securities offerings, corporate governance, securities law compliance, contract drafting and negotiation, and other business matters.